Keys to a Successful Relationship
Many financial advisors may take any investor who walks in their door – especially if he or she has a large number of assets. However, we believe in having transparent discussions about you and your passions, regardless of your statements and holdings.
What you can expect from us
Honesty goes a long way in building a long-term relationship, and we are here to treat you fairly and with respect. We strive to consistently and responsibly perform the services you request of us and will be available when you need us.
We are committed to:
- Treating you with respect, honesty, and dignity
- Understanding your goals, tolerance for risk, and time horizon
- Communicating our strategies in a clear manner
- Updating you periodically via e-mail, mail, and phone
- Meeting with you regularly according to your schedule
What we expect from you
We hope that you are as enthusiastically invested in our planning process as we are. We seek clients who hold honesty, integrity, and transparency as core values to their investment approach.
We also ask that you come prepared for our meetings. As our client, our wealth management and investment guidance will be based on the information you provide to us.
Mutual responsibilities
We believe working together is essential to effective investment planning – which means the responsibility ultimately falls on both of us. During our first meeting, we will agree to keep each other informed of any new developments and periodically review your plan.
Investing involves risk, including the possible loss of principal. Asset allocation does not ensure a profit or protect against loss. Changes in market conditions or a company's financial condition may impact a company's ability to continue to pay dividends. Companies may also choose to discontinue dividend payments. Rebalancing may have tax consequences, which you should discuss with your tax advisor.